Abstract
Introduction: This study aimed to evaluate how chronic obstructive pulmonary disease incidence, healthcare utilization, and cost differ by Hispanic vs. non-Hispanic population category in the United States.
Methods: The retrospective database analysis was employed using 2012- 2016 Medical Expenditure Panel Survey (MEPS) data for patients with COPD. Study outcomes were COPD incidence, healthcare utilization, and healthcare expenditure among Hispanic vs. non-Hispanic population. All-cause direct medical utilization and expenditures were calculated for the following categories of health care services: inpatient hospitalizations, hospital outpatient visits, emergency room visits, officebased physician visits, home health care visits, and prescription medications.
Results: Based on the MEPS data, the total of 11,235 (weighted sample size: 4,869,868) patients were included in the analysis after applying inclusion criteria (Hispanic: 2,218 (weighted sample size: 2,363,375) and Non-Hispanic: 9,017 (weighted sample size: 22,506,493)). Hispanic patients had significantly lower expenditures on inpatients visits, hospital outpatients, medications prescriptions compared to Non- Hispanic patients (p<0.001). The incremental cost (Non-Hispanic minus Hispanic) was $ 1,742.83 (95% CI: 404.35-3,081.32, p=0.011), indicating that Non-Hispanic group had significantly higher cost on overall health care services compared to Hispanic group. Similarly, Non- Hispanic patients showed $ 764.14 (95% CI: 453.40- 1,074.89) higher expenditures related COPD than Hispanic patients ($ 1,945.61 (95% CI: 1,674.63-2,216.58) vs. $ 1,181.47 (95% CI: 950.44-1,412.49). Both inpatients visits and medications prescriptions linked to COPD diagnosis events were significantly higher for Non-Hispanic patients than Hispanic patients.
Conclusion: The results of our study demonstrate that non-Hispanics with COPD have higher healthcare utilization costs compared to Hispanics with COPD. While the overall amount spent on healthcare by Hispanics is less, it emphasizes the need for better management in this subset of the population to minimize the future harm and to establish a fair healthcare system for all Americans.
Keywords: Healthcare cost; Healthcare Utilization; COPD; Hispanic Population
Abbreviations:COPD: Chronic Obstructive Pulmonary Disorder; MEPS: Medical Expenditure Panel Survey; AHRQ: Agency for Healthcare Research and Quality; MPC: Medical Provider Component
Introduction
Chronic Obstructive Pulmonary Disorder (COPD) has been the
fourth leading cause of mortality in the United States since 2014
[1]. Approximately 16 million people in the United States are
reported to be experiencing symptoms of COPD [1]. This disease
is characterized by two major distinguishing factors: emphysema
and chronic bronchitis. Emphysema results from damage to the
alveoli in the lungs, and chronic bronchitis refers to long-term
inflammation of the bronchial tubes. Patients with COPD have
trouble eliminating carbon dioxide from their lungs. The majority
of patients experiencing symptoms are on appropriate inhaled
medications in order to maintain normal breathing, and proper
lung function [2]. According to National Vital Statistics, COPD is
projected to move up the list of leading causes of death by 2020 [3].
Tobacco smoking is a prominent precursor of Chronic Obstructive
Pulmonary Disorder (COPD) [1,4].
In the United States, the Hispanic population is among the
fastest-growing in the nation. Such people have migrated from
different countries with various ethnic backgrounds, but regardless,
Hispanics are still among the populations most at risk of developing
Chronic Obstructive Pulmonary Disorder [1,5]. According to 2015
statistics, 3% of the US Hispanic population has been diagnosed
with COPD [3]. A 9-year update conducted by Diaz concluded that
Hispanics have a disproportionate possibility of encountering risk
factors, including geographical location, genetic susceptibility and
social disparities [4]. Quite often, the minority group discussed
reside in rural communities in the United States, possibly exposing
them to various environmental chemicals, such as biomass smoke
[3,4]. The disproportionate prevalence of the disease can be in part
attributed to racial ancestry, access to healthcare, and the patient’s
own disease management perceptions [2,6,7].
In this subset of the population, socio-economic factors
could impact the diagnosis and management of COPD [8]. Poor
management or delayed diagnosis may significantly increase health
care utilization costs. Patients with poorly managed COPD have high
all-cause healthcare utilization costs when compared to patients
with well-managed COPD [9]. The costs have been increased from
$21,771 in patients with zero exacerbations to $47,061 in patients
with three or more exacerbations [10,11]. COPD related health
care utilization costs has increased by 24-fold when compared
to other medical causes [9]. Low socio-economic groups and lack
of health insurance can increase out-of-pocket costs and burden
the healthcare system [12]. This widespread disease has led to a
substantial increase in costs for patient treatment, according to
Dalal, ranging from $2,003 to around $43,000 per in-patient visit
in the United States [13]. In addition to an overall increase in
prevalence of the disease, according to previous research done by
Borrego, Hispanics had statistically significantly longer in-patient
hospital stays. This led to substantially higher costs to the patient
[14]. The aim of this study is to analyze and compare the direct
medical expenditures and health care utilizations in US Hispanic
patients versus Non-Hispanic patients with COPD. This study will
establish credible results regarding the disparities between the
examined populations, which can then be applied or considered
in future studies regarding similar ethnic disparities. Significant
findings may support the hypothesis of disproportionate treatment
of Hispanics with COPD, which needs addressing and change, in
order to establish an equitable healthcare system.
Methods
Data Source
The retrospective database analysis was employed using 2012- 2016 Medical Expenditure Panel Survey (MEPS) data. It was waived by the Institutional Review Board of the University of Texas at El Paso because MEPS is publicly available de-identified database. MEPS is a set of large-scale surveys of families, individuals, their medical providers and employers across the U.S by the Agency for Healthcare Research and Quality (AHRQ). The MEPS has nationally representative estimates of health care use, expenditures, source of payments, and health insurance coverage for the U.S. civilian noninstitutionalized population [15]. It also provides respondents’ characteristics such as current health status, demographic and socio-economic characteristics, employment, access to care, and satisfaction with health care. The MEPS includes a new panel of individuals each year that are drawn from a subset of respondents from the previous year’s National Health Interview Survey. Each survey panel is overlapped and has five rounds of interviews over a two-year follow-up period and collects self- or caregiver-reported information [16]. This design can provide continuous and current estimates of health care expenditures and utilization at both the person and household level for two panels for each calendar year [17].
MEPS has three major components; the Household Component (HC), the Insurance Component (IC), and the Medical Provider Component (MPC) [18]. For the purposes of this study, only the HC information was used. The HC includes the full-year consolidated data file, medical conditions data file, and the event data files for inpatient hospitalizations, outpatient visits, office-based physician visits, emergency room visits, home health care visits, and prescription medications. For this study, data was pooled from the 2012-2016 MEPS public use files to allow for a large enough sample size and then demographic information, health care utilization and expenditures were extracted.
Patient Selection and Outcomes Measures
Patients with a diagnosis of COPD and other respiratory disease (International Classification of Diseases, Tenth Revision, Clinical Modification [ICD-10-CM] code: J44, J81, J98; or Clinical Classification Code [CCC]: 127, 129-134) were identified. Only patients who had at least one health care events including inpatient, outpatient, and prescriptions, and aged more than 18 years were included in the analyses. The Hispanic and Non-Hispanic population was categorized based on the Hispanic ethnicity variables (HISPANX). The Hispanic population included Puerto Rican, Cuban/ Cuban American, Dominican, Mexican/Mexican American, Central or South American, and Other Latin American. All other patients than Hispanic group were considered Non-Hispanic cohort [19].
All-cause direct medical utilization and expenditures were
calculated for the following categories of health care services:
inpatient hospitalizations, hospital outpatient visits, emergency
room visits, office-based physician visits, home health care
visits, and prescription medications. The utilization is a count
of the number of medical events reported for the category. The
expenditures in MEPS are defined as the sum of direct payments
for health care services provided during the year, including outof-
pocket payments and payments by private insurance, Medicaid,
Medicare, and other sources. Payments for over-the-counter drugs
are not included in MEPS data. Because societal perspective was
used for the study, all sources were analyzed, including out of
pocket by patient or patient’s family, Medicare, Medicaid, private
Insurance, Veterans’ Administration, TRICARE, other federal
sources, other state and local source, worker’s Compensation,
other unclassified source [14]. COPD and other respiratory diseaserelated
direct medical utilization and expenditures were summed
based on only health care events linked with an ICD-9-CM code of
J44, J81, and J98; or CCC of 127, 129-134. The code list of COPD
and other respiratory disease was defined base on the category
determined by AHRQ [20]. All expenditures were adjusted to 2016
dollars using the Healthcare Consumer Price Index from the Bureau
of Labor Statistics [20].
Covariates were created for each mutually exclusive
demographic category: age in years (<18, 18-44, 56-64); gender;
race (White, Black, other/multiple races); educational status
(no degree or less than high school, high school, some college);
region (Northeast, Midwest, South, West); marital status (married,
unmarried (widowed, divorced/separated, never married));
smoking; health insurance status (public, private, uninsured);
poverty level (poor/low income (less than 200%), middle income
(200% to less than 400%), high income (greater than or equal to
400%)); body mass index (BMI, underweight/normal less than
24.9, overweight 25.0-29.9, obese more than 30.0); employment;
Charlson Comorbidity Index (CCI, 0, 1-2, more than 3).
Statistical Analyses
Descriptive statistics (t-tests for continuous variables and Rao-Scott chi-square tests for categorical variables) were conducted to compare the Hispanic and Non-Hispanic groups. For all models, total cause and COPD-related expenditures (as a continuous variable) and utilization (as a count variable) was used as the dependent variable, and all covariates were used as the independent variables. The Generalized Linear Model (GLM) analysis to conduct a regression procedure employing a gamma distribution and a log-link function was used to compare the health care expenditures between Hispanic and Non-Hispanic adjusting covariates. To address a large number of zero-expenditures values on event including inpatients, emergency, and hospital outpatients, and home health care, a two-part model was used to determine the cost of illness for Hispanic individuals compared with Non-Hispanic patients. The first part of the model is a logistic regression model to estimate the probability of having any type of health care expenditure (zero vs. non-zero expenditures), whereas the second part consisted of a generalized linear model with a gamma distribution and a log link to estimate the expenditures on individuals with positive expenditures. For health care utilization, GLM with a Poisson distribution and a log function was applied and zero-inflated Poisson regression was used to address an excess of zero counts on hospital-based events. The incremental cost or counts was calculated by subtracting an expenditure of Hispanic from that of Non-Hispanic group after controlling for covariates. A modified Park test was used to determine the appropriate model for the analysis [21].
Because MEPS employed complex, multistage sampling design, to represent the overall population, responses of the surveyed individuals need to be weighted by the proportion of the population they represent. The person weights provided in the MEPS were used to derive national estimates [22]. An accurate point estimates and its standard errors for the nationally representative population incorporating the MEPS survey weights was calculated using the ‘proc survey’ procedure of SAS and the ‘svy’ procedure of Stata [22]. Since this study spans over 5 years, that is, between 2012 and 2016, to calculate the averaged expenditures and utilizations over the number of years of pooled data, the pooled person weights were divided by 5 [23]. All analyses were conducted using SAS version 9.4 (SAS Institute Inc., Cary, NC) and Stata version 15 (Stata Corp. LP, College Station, TX).
Results
Based on the MEPS data, 172,564 (weighted sample size: 318,443,439) respondents with positive individual weight were identified from 2012 to 2016. The total of 11,235 (weighted sample size: 24,869,868) patients were included in the analysis after applying inclusion criteria (Hispanic: 2,218 (weighted sample size: 2,363,375) and Non-Hispanic: 9,017 (weighted sample size: 22,506,493)) (Figure 1). The mean age (standard deviation [SD]) for study patients was 55.4 (0.33) years. Most patients were female (60.8%), white (84.0%), and educated higher than college (58.2%). More than 75% of patients do not smoke currently and 53% of patients married in years of interest. Hispanic group included a lower percentage of private insurance (50.4%) than (67.9%) (p<0.001). Hispanic group had a higher percentage of poor or low income (45.6%) compared to Non-Hispanic group (30.5%) (p<0.001). Hispanics had higher BMI values, but lower CCI value than Non-Hispanic group (Table 1).
Note: 1Continuous mean and SE are for weighted sample.
BMI: Body Mass Index; CCI: Charlson Comorbidity Index; COPD: Chronic Obstructive Pulmonary Disease, SE: Standard Error
Overall all-cause unadjusted medical expenditures in Hispanic group was $ 8,986.36 (95% CI: 7,880.57-10,092.15), while $12,278.00 (95% CI: 11,578.37-12,977.41) was in the Non- Hispanic group (p<0.001). Hispanic patients had significantly lower expenditures on inpatients visits, hospital outpatients, medications prescriptions compared to Non-Hispanic patients (p<0.001). This result was consistent with COPD-related expenditures. Overall COPD-related expenditures Hispanic patients spent were significantly lower than those of Non-Hispanic patients ($ 1,118.92 (95% CI: 853.88-1,383.97) vs. $ 2,004.46 (95% CI: 1,789.05- 2,219.87), p<0.001). Inpatient visits and prescription cost were lower in Hispanic compared to the Non-Hispanic group (p<0.001) (Table 2).
Note: 1Includes patients with zero-cost for each category.
2Significant at P < 0.05 (in bold).
CI: Confidence Interval; COPD: Chronic Obstructive Pulmonary Disease; SE: Standard Error
The GLM with gamma distribution and a log-link function showed that overall all-cause expenditures in Hispanic and Non- Hispanic was $ 10,387.46 (95% CI: 9,141.80-11,633.12) and $12,130.29 (95% CI: 11,451.86-12,808.72), respectively. The incremental cost (Non-Hispanic minus Hispanic) was $1,742.83 (95% CI: 404.35-3,081.32, p=0.011), indicating that Non-Hispanic group had significantly higher cost on overall health care services compared to Hispanic group. Similarly, Non- Hispanic patients showed $764.14 (95% CI: 453.40-1,074.89) higher expenditures related COPD than Hispanic patients ($ 1,945.61 (95% CI: 1,674.63- 2,216.58) vs. $1,181.47 (95% CI: 950.44-1,412.49). Both inpatients visits and medications prescriptions linked to COPD diagnosis events were significantly higher for Non-Hispanic patients than Hispanic patients (Table 3). The average of unadjusted number of all-cause inpatients visits were, on average, 0.18 (95% CI: 0.15- 0.21) for Hispanic and 0.26 (95% CI: 0.24-0.28) for Non-Hispanic groups (p<0.001), including patients with zero-visits. All-cause hospital outpatients visits, physicians’ visits, and medication prescriptions were significantly higher utilization for Non-Hispanic than Hispanic. The COPD-related events in Non-Hispanic group had also a larger number of utilizations on inpatients visits (0.03 vs. 0.06), hospital outpatients visits (0.08 vs. 0.15), and medications prescriptions (1.71 vs. 2.15) than Hispanic (Table 4).
Note: 1Includes patients with zero-cost for each category.
2Adjusted by covariates including age, gender, race, educational status, region, marital status, smoking, health insurance status,
poverty level, Body Mass Index, employment, Charlson Comorbidity Index.
3Significant at P < 0.05 (in bold).
CI: Confidence Interval; COPD: Chronic Obstructive Pulmonary Disease; SE: Standard error
Note: 1Includes patients with zero-cost for each category.
2Significant at P < 0.05 (in bold).
CI: Confidence Interval, COPD: Chronic Obstructive Pulmonary Disease; SE: Standard error
Table 5 showed that, after controlling for covariates, all-cause number of visits on home health care were higher in Hispanics than Non-Hispanic group (4.93 vs. 2.57, p=0.009). All other averaged number of events did not show the significant different between groups. Regarding the COPD-related events, both inpatients visits and prescriptions showed the significantly higher utilizations for Non-Hispanic than Hispanic groups (0.05 vs. 0.03; 2.16 vs. 1.83, respectively). The incremental visits were 0.02 (95% CI: 0.00-0.03, p=0.017) in inpatients visits and 0.32 (95% CI: 0.14-0.50, p<0.001) in medications prescriptions (Table 5). The GLM of COPD-related expenditures adjusting covariates generated that Hispanic group had significantly lower expenditures than Non-Hispanic group (β=- 0.50 (95% CI: -0.71- -0.29), p<0.001) (Table 6). A larger CCI was associated with higher health care expenditures (β=0.40 (95% CI: 0.31-0.49), p<0.001) (Table 6).
Note: 1Includes patients with zero-cost for each category.
2Adjusted by covariates including age, gender, race, educational status, region, marital status, smoking, health insurance status,
poverty level, Body Mass Index, employment, Charlson Comorbidity Index.
3Significant at P < 0.05 (in bold).
CI: Confidence Interval; COPD: Chronic Obstructive Pulmonary Disease; SE: Standard Error
Note: 1GLM with gamma distribution and a log-link function was used. 2Significant at P < 0.05 (in bold). CI: Confidence Interval, COPD: Chronic Obstructive Pulmonary Disease
Discussion
This study found that Hispanic patients had significantly lower
overall all-cause unadjusted medical expenditures compared to
Non-Hispanic patients. In addition, Hispanics also had substantially
lower financial expenditures regarding COPD-related inpatient
visits and prescription costs. With the exception of home health
care visits, the Non-Hispanic participants exhibited more frequent
use of COPD-related treatments or medications. The sample
populations are intended to represent larger groups of individuals.
The 2,218 Hispanic participants represent a weighted sample size of
2,363,375 people. The 9,017 Non-Hispanic participants represent a
weighted sample of 22.5 million people. This study focused on the
Household Component (HC) of MEPS, as mentioned in Data Source.
A total of 11,235 patients were included in this 5-year MEPS data
collecting period. More than half of the participants were white
females with a bachelor’s degree or higher. The average age of the participants was 55 years old, and 75% of the sample group did
not smoke. The Hispanic population had a higher percentage of
low income and elevated BMI than the Non-Hispanic population.
However, the non-Hispanic population, on average, demonstrated
higher Charlson Comorbidity Index (CCI) scores.
A Charlson Comorbidity Index (CCI) score is a measurement of
concomitant disease conditions. And an elevated CCI is associated
with a higher amount of health care expenditures. Hispanics who
participated in the study had higher BMI values and lower average
incomes, which is consistent with the previous findings. However,
previous research focused on aggravating factors of COPD, rather
than concomitant disease conditions. As stated by Prudente,
multiple disease states can exacerbate complicated, multifactorial
conditions, such as COPD [23,24]. Therefore, taking the Charlson
Comorbidity Index into account illustrates a more realistic
projection of morbidity and mortality for patients with COPD,
whether Hispanic or Non-Hispanic. Based on the 9 year study of
COPD by Prudente et.al, an increased number of exacerbations and
CCI were linked to increased risk of mortality [24].
Prior studies have established that patients with COPD with
coexisting conditions have higher health care utilization costs
compared to those without coexisting medical conditions [4,25,26].
But there is limited information before this study about the
healthcare utilization costs in Hispanic vs. non-Hispanic population
with COPD. This study portrays the clear demarcation of the COPD
related health care utilization costs in Hispanic and non-Hispanic
people. Murphy et al. concluded that COPD has contributed to the
second-highest healthcare utilization costs in the United States
[25]. According to Diaz et al., healthcare utilization and access to
healthcare are dependent on the insurance status of a person. The
percentage of Hispanics insured in the United States is lower than
the Non-Hispanics [4]. Due to the non-availability of insurances,
Hispanics with COPD utilize emergency departments more
frequently than clinic-based physician visits [24]. These findings are
consistent with the findings of our study in regards to health care
utilization, particularly with outpatient and inpatients visit costs
and prescriptions. Go to states the re-admission pattern for COPD
related cases was also lower in Hispanic patients compared to non-
Hispanic patients. This aligns with our results as we concluded that
the disparity of healthcare expenditures is lower in the Hispanic
population [26].
There are some limitations to this study that affect an
interpretation of the results. Limitations are related to the nature
of MEPS database. The database does not provide information
on COPD and other respiratory disease severity, which may have
an impact on the estimates. MEPS cannot provide the reasonable
causal relationship between COPD and the potentially relatedcomorbidities.
Only COPD-related direct medical costs were
included in this study, while costs associated with comorbidities
potentially related to COPD were excluded. MEPS database are selfreported
rather than an objective measure, which is related to recall
bias as well as under-reporting. This is the cross-sectional database
and is not able to analyze an overall lifetime estimate of patientlevel
expenditures. All patients with COPD and other respiratory
disease from 2012 to 2016 were pooled to obtain an adequately
sample size to yield reliable estimates. In the MEPS design, the
samples from consecutive years may not be independent because
the samples may be drawn from the same geographic region
for two consecutive years. However, the MEPS documentation
recommended that it is valid to keep all observations and treat
them as independent because each year’s data are designed to be
nationally representative [23]. The procedures for complex survey
sample designs in SAS and Stata were employed to ensure the
accurate standard errors. This study included the only household
component of MEPS consists of non-institutionalized communitydwelling
residents. Patients living in supported living facilities,
nursing homes, institutions, homeless people and undocumented
immigrants were excluded, which limited the generality of research
findings to the US population.
Conclusion
This study provided some of the first concrete financial figures concerning this healthcare disparity between ethnicities in the context of COPD-related costs among Hispanic and Non- Hispanic population in the US. It also revealed a possible anomaly in the healthcare system; i.e., Non-Hispanics spend substantially more on COPD-related healthcare than Hispanics. Also, the study demonstrates the necessity of assessing the Charlson Comorbidity Index (CCI) scores. These scores, which indicate compounded comorbidities, seemed to be better indications of the possible health of the participants. The results of our study demonstrate that non-Hispanics with COPD have higher healthcare utilization costs compared to Hispanics with COPD. While the overall amount spent on healthcare by Hispanics is less, it emphasizes the need for better management in this subset of the population to minimize the future harm and to establish a fair healthcare system for all Americans.
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